Privacy Policy

Privacy Policy Notice

FACTS
WHAT DOES DODDS WEALTH, LLC DO WITH YOUR PERSONAL INFORMATION?
Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What?
The types of personal information we collect and share depends on the product or service you have with us. This information can include, but is not limited to:
  • Social Security number and income;
  • Assets and transaction history; and
  • Investment experience and risk tolerance.
When you are no longer our client, we continue to share your information as described in this notice.
How?
All financial companies need to share clients' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their clients' personal information; the reasons Dodds Wealth chooses to share and whether you can limit this sharing.

To limit our sharing

Please note:

If you are a new client, we can begin sharing your information from the date we sent this notice. When you are no longer our client, we continue to share your information as described in this notice.

However, you can contact us at any time to limit our sharing.

Questions?

Call: (303) 539-3900

Who We Are

Who is providing this notice?
Dodds Wealth, LLC

What We Do

How does Dodds Wealth, LLC protect my personal information?
To protect your personal information from unauthorized access and use, we restrict access to your nonpublic personal information to those employees who need to know that information to service your account. We also maintain physical, electronic and procedural safeguards that comply with applicable federal or state standards to protect your nonpublic personal information.
How does Dodds Wealth, LLC collect my personal information?
We collect your personal information, for example, when you
  • open an account or give us contact information
  • enter into an investment adviser contract or give us your income information
  • tell us about your investment or retirement portfolio
We also collect your personal information from other companies.
Why can't I limit all sharing?
Federal law gives you the right to limit only
  • sharing for affiliates' everyday business purposes—information about your creditworthiness
  • affiliates from using your information to market to you
  • sharing for non-affiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
What about my mobile information/SMS?
No mobile information will be shared with third parties/affiliates for marketing/promotional purposes. All other categories exclude text messaging originator opt-in data and consent; this information will not be shared with any third parties.

Definitions

Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies.
  • Dodds Wealth Management Group, LLC
  • Dodds Tax, LLC
Non-affiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies.
  • NONE
Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you.
  • NONE

Other Important Information

By signing Dodds Wealth, LLC Agreement, I acknowledge that I have fully read and understand this Privacy Policy and opt-in as outlined above. I understand that if I have any questions or concerns about this policy, it is my responsibility to discuss this with my financial professional.